Capital Structuring, Fundraising & ESOPs

CCPS, CCD & other Convertible Instruments documentation

← Capital Structuring, Fundraising & ESOPs

Convertible securities have become one of the most preferred instruments for strategic investments, venture capital funding, private equity transactions, and growth capital financing. Instruments such as Compulsorily Convertible Preference Shares (CCPS), Compulsorily Convertible Debentures (CCD), and other hybrid securities provide flexibility in structuring investments while balancing the interests of promoters and investors. We provide end-to-end advisory services relating to the structuring, documentation, and implementation of transactions involving convertible instruments.

Our services include advising on the legal and commercial features of various convertible instruments, preparing corporate documentation, drafting shareholder and investment resolutions, reviewing constitutional documents, and facilitating regulatory filings associated with the issuance and conversion process. We assist in documenting conversion mechanisms, investor rights, valuation methodologies, governance arrangements, and other key commercial provisions that influence the investment relationship.

Working alongside investors, promoters, legal counsel, tax advisors, and financial consultants, we ensure that transaction documentation accurately captures the agreed commercial terms while remaining consistent with applicable corporate, securities, and foreign exchange regulations. Our approach emphasizes clarity, regulatory alignment, and practical implementation.

Through thoughtful structuring and meticulous documentation, we help businesses raise capital efficiently while providing investors with a transparent and secure investment framework that supports future growth and value creation.

Engage PVA

Partner with a senior advisory team for governance-led outcomes.

We tailor engagements for compliance, audit, and transaction-intensive mandates.